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27 June 2019 / event

Smart Start: join the Regulatory Power Breakfast!

What strategy does your financial institution have to effectively manage regulatory inquiries and investigations?

financial regulatory power breakfast

Take an hour for a Power Breakfast at Loyens & Loeff Luxembourg on June 27th. We’ll have you back to the office by 10 a.m. with two updates to share with your organisation:

  • Enhancing Regulatory Relationships: a focus on not only being able to respond to regulatory requests but how to best respond as issues arise, with practical case studies
  • Managing Criminal Investigations: responding effectively to court documents or an unannounced raid by the police at your premises

Programme:

Breakfast and registration: 8:00 a.m. – 8:30 a.m.
Introduction by Véronique Hoffeld, Managing Partner
Presentation: 8:30 a.m. – 9:30 a.m.

Enhancing Regulatory Relationships with Michael Schweiger, Counsel and Adrien Pierre, Associate

  • Scope and authority of regulators
  • Potential sanctions
  • Building an efficient and effective system to manage inquiries
  • Managing crises

Managing Criminal Investigations with Henri Dupong, Counsel

  • Procedural aspects
  • Conduct of a raid by the police at your premises
  • Do's and Don'ts