FIDLEG / FINIG
Are you ready for FIDLEG / FINIG and MiFID II? Swiss financial service providers will be substantially impacted by this new regulatory framework. To be ready for entry into force of FIDLEG / FINIG in January 2020, we offer attractive packages for the implementation and tailor made solutions by our specialized team of experts.
Draft ordinances to FIDLEG and FINIG
Client Categories and the Appropriateness and Suitability Tests
Regulatory changes to combat money laundering
Cross-border distribution of collective investment schemes
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Federal Council initiates consultation on ordinances to FIDLEG and FINIG
On 24 October 2018, the Federal Council initiated the consultation on the ordinances containing the implementing provisions for the FIDLEG and the FINIG. The consultation procedure will last until 6 February 2019. The two laws are to enter into force together with their ordinances on 1 January 2020.
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Integrated approach
The new regulatory framework will raise various issues in terms of authorization requirements as well as ongoing compliance with new rules for different financial service providers. We provide you guidance in the changing regulatory environment by reviewing your business model against the regulatory requirements, submitting licensing applications, updating your internal guidelines and supporting you with any other questions that might arise.
Experienced team
Our team consists of experts with longstanding experience in regulatory matters, in particular in licensing procedures before FINMA and compliance issues. We maintain excellent relations with FINMA and other relevant service providers, facilitating shorter processes and preventing avoidable detours. Due to our close collaboration with the corporate and tax teams, our holistic approach allows us to provide tailor-made solutions to your complex legal questions, while always being dedicated to answer all of your legal questions thoroughly and efficiently.
Advice beyond borders
Financial services often do not stop at the border. Our longstanding ability to render advice on cross boarder issues ascertains adequate and individualized support not only regarding the implementation of Swiss regulatory requirements, but also with respect to the applicable EU standards. Our international law firm has a broad range of practical knowledge regarding the implementation of MiFID II / MiFIR in the EU. In particular, we work closely with our EU law experts in our offices in Belgium, Luxembourg and the Netherlands, simplifying all work streams and communication by giving you one point of contact for all your Benelux and Swiss regulatory matters.
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JudithRaijmakers
Partner Attorney at lawJudith Raijmakers, attorney at law, is a partner in our Zurich and Luxembourg offices. She focuses on finance transactions including acquisition financing, asset financing, real estate and transportation financing, debt (re)structuring and debt issuances.
T: +41 43 434 67 24 M: +41 79 870 91 03 E: judith.raijmakers@loyensloeff.com
Choose your FIDLEG / FINIG toolkit and you are on your way