Risk Management

Risk Management and compliance are key to avoiding disputes, government investigations and adverse media coverage. We help our clients with the implementation of measures ensuring that their business practices are in compliance with the applicable laws, regulations and group policies. Apart from developing tailor-made compliance programs and trainings, we regularly assist our clients with implementing procedures to be followed in the event of dawn raids.

Our Swiss team forms part of our firm wide Risk Management practice group combining knowledge and experience in all our home markets. Therefore, we can also assist you with integrated advice on EU legislation, providing you with more than just a Swiss perspective.

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News - 08 July 2020 - Switzerland

FinSA-Deadlines for registration with a client advisory registry

The Swiss Financial Market Authority FINMA has granted the first licences to supervisory organisations
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data building
News - 28 November 2019 - Switzerland

Revision of the Swiss Capital Adequacy Ordinance

The Federal Council adopted the amendment of the Capital Adequacy Ordinance (the COS)
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